大数据 ›› 2024, Vol. 10 ›› Issue (2): 68-79.doi: 10.11959/j.issn.2096-0271.2024031

• 专题：数据资产化技术 • 上一篇    

国有企业数据资产特征及合规管理改进

陈起行, 张俊杰   

  1. 华中科技大学法学院，湖北 武汉 430000
  • 出版日期:2024-03-01 发布日期:2024-03-01
  • 作者简介:陈起行（1956- ），男，博士，华中科技大学法学院特聘教授，湖北司法大数据研究中心首席专家，美国加利福尼亚大学伯克利分校法学博士，曾任美国法律数据库LexisNexis首席科学家。主要研究方向为计算法学理论与实践入门、人工智能法律前沿、法律检索。
    张俊杰（1994- ），男，华中科技大学法学院博士生，长期从事国有企业法务风控工作。主要研究方向为计算法学、企业合规、数字医事法与伦理。
  • 基金资助:
    科学技术部科技创新2030—“新一代人工智能”重大项目(2022ZD0120100)

Characteristics of state-owned enterprise data assets and improvement of compliance management

Chishing CHEN, Junjie ZHANG   

  1. Law School, Huazhong University of Science and Technology, Wuhan 430000, China
  • Online:2024-03-01 Published:2024-03-01
  • Supported by:
    Ministry of Science and Technology of PRC, Technology Innovation 2030 - Major Project "Next-Generation Artificial Intelligence"(2022ZD0120100)

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摘要：

随着国有企业数字化转型与智能化改造推进，传统的企业产权转让和企业增资交易中，逐渐出现了数据资产附随转让的情况，发生了多样的风险事件。首先，分析了国有企业数据资产交易合规管理存在的不足；然后对数据资产与国有企业传统资产交易之间的差异进行了详细阐述，包括技术进步衍生新的权利、新的权利带来两级交易风险；之后总结了国有企业数据资产的新特征：公益性与福利性、敏感性与博弈性；最后提出，应尽快在企业党委领导下，探索建立数据资产交易专项的合法合规性审查机制。

关键词: 企业合规, 国企法治, 数据资产, 资产交易

Abstract:

As state-owned enterprises advance in digital transformation and intelligent renovation in China, the transfer of data assets has gradually emerged in traditional corporate property rights transfers and capital increase transactions, leading to various risk events.Firstly, the paper analyzes the deficiencies in compliance management of data asset transactions in state-owned enterprises.It then elaborates on the differences between data assets and traditional asset transactions of state-owned enterprises, including technological advancements that have derived new rights, and the two-tier transaction risks brought about by these new rights.Subsequently, it summarizes the new characteristics of data assets in state-owned enterprises: public welfare and benefits, sensitivity and competitiveness.Finally, it suggests that under the leadership of the enterprise party committee, efforts should be made to explore the establishment of a specialized legal and compliance review mechanism for data asset transactions.

Key words: corporate compliance, legal governance of state-owned enterprise, data assets, asset transaction

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